Trends
Sci.
2026;
23(1):
11801
Encapsulated Plant Extracts as Potential Clean-Label Alternatives to Synthetic Preservatives in Carbohydrate-Based Foods: Mechanisms, Efficacy, and Industrial Prospects
Bima Putra Pratama1, Bovi Wira Harsanto2, Muhamad Alif Razi3, Bantari Wisynu Kusuma Wardhani4, Andi Thafida Khalisa5, Aswin Rafif Khairullah6, Sri Yuliani1, Bambang Triwiyono1, Lulum Leliana7,*, Ulvi Fitri Handayani8, Yelsi Listiana Dewi8, Rizka Gitami Sativa1, Niken Harimurti1 and Iceu Agustinisari1
1Research Center for Process Technology, National Research and Innovation Agency (BRIN), Banten 15310, Indonesia
2Department of Agricultural Product Technology, Universitas Veteran Bangun Nusantara Sukoharjo, Central Java 57521, Indonesia
3Electrical Engineering Study Program, Faculty of Engineering, UPN Veteran Jakarta, West Java 16514, Indonesia
4Research Center for Pharmaceutical Ingredients and Traditional Medicine, National Research and Innovation Agency (BRIN), West Java 16911, Indonesia
5Faculty of Military Pharmacy, Indonesia Defense University, West Java 16810, Indonesia
6Research Center for Veterinary Science, National Research and Innovation Agency (BRIN),
West Java 16911, Indonesia
7Department of Food and Agricultural Product Technology, Faculty of Agricultural Technology,
Gadjah Mada University, Yogyakarta 55281, Indonesia
8Research Center for Animal Husbandry, National Research and Innovation Agency (BRIN),
West Java 16911, Indonesia
(*Corresponding author’s e-mail: [email protected])
Received: 6 September 2025, Revised: 16 September 2025, Accepted: 23 September 2025, Published: 20 November 2025
Abstract
Carbohydrate-based foods, including breads, noodles, cereals, and snacks, are highly susceptible to microbial spoilage and oxidative deterioration, leading to significant reliance on synthetic preservatives such as propionates, sorbates, and benzoates. Concerns about their potential health risks, environmental persistence, and negative consumer perception have intensified the search for natural, clean-label alternatives. This review aims to evaluate the potential of encapsulated plant extracts as replacements for synthetic preservatives, examining their antimicrobial mechanisms, encapsulation strategies, food applications, and industrial and regulatory considerations.
Evidence from studies published between 2000 and 2025 indicates that encapsulation substantially improves stability, bioactivity, and functionality of plant bioactives, with encapsulation efficiencies commonly reaching 70% to 95%, retention of 60% to 90% phenolics, and bioaccessibility increases of up to 4-fold compared with free compounds. Applications in breads, cookies, noodles, and cereals demonstrate extended mold-free shelf life by 2 to 3 days, lipid oxidation reductions of 20% to 40%, and in several cases performance equal to or superior to synthetic preservatives. Spray drying, freeze drying, coacervation, and electrohydrodynamic techniques each offer unique benefits, while carrier materials such as maltodextrin, gum arabic, and proteins are critical for optimizing outcomes.
These findings suggest that encapsulated plant extracts represent potentially credible clean-label preservation systems, as their demonstrated functional efficacy aligns with regulatory frameworks such as FDA GRAS provisions, EFSA additive lists, and Codex standards. Their dual grounding in scientific evidence and regulatory compatibility highlights their promise for industrial adoption as safe, effective, and consumer-preferred alternatives in carbohydrate-based foods.
Keywords: Antimicrobial activity, Bioactive compounds, Carbohydrate-based foods, Encapsulation technology, Plant extracts
Abbreviations
ABTS 2,2′-Azino-bis(3-Ethylbenzothiazoline-6-Sulfonic Acid) Assay
ANVISA Agência Nacional de Vigilância Sanitária)
Aw Water Activity
BHT Butylated Hydroxytoluene
BPOM Badan Pengawas Obat dan Makanan
CMC Carboxymethyl Cellulose
CFR Code of Federal Regulations
CFU Colony Forming Unit
Codex Codex Alimentarius
DE Double Emulsion
DE* Dextrose Equivalent
DPPH 2,2-Diphenyl-1-Picrylhydrazyl Assay
EE Encapsulation Efficiency
EFSA European Food Safety Authority
EGCG Epigallocatechin Gallate
FAO Food and Agriculture Organization
FCM Food Contact Materials
FCS Food Contact Substance
FDA U.S. Food and Drug Administration
FD Freeze Drying
FRAP Ferric Reducing Antioxidant Power
FTIR Fourier-Transform Infrared Spectroscopy
GA Gum Arabic
GRAS Generally Recognized as Safe
GSFA General Standard for Food Additives
HCA Hydroxycitric Acid
HPLC High-Performance Liquid Chromatography
IC50 Half-Maximal Inhibitory Concentration
JECFA Joint FAO/WHO Expert Committee on Food Additives
kV kilovolt
MAP Modified Atmosphere Packaging
MD Maltodextrin
MHLW Ministry of Health, Labour and Welfare, Japan
MIC Minimum Inhibitory Concentration
NHC National Health Commission of China
NP Nanoparticle
OSA Octenyl Succinic Anhydride
OTA Ochratoxin A
PGPR Polyglycerol Polyricinoleate
PLM Polarized Light Microscopy
PPI Pea Protein Isolate
RH Relative Humidity
ROS Reactive Oxygen Species
SD Spray Drying
SEM Scanning Electron Microscopy
SPI Soy Protein Isolate
TBARS Thiobarbituric Acid Reactive Substances
Tg Glass Transition Temperature
TFC Total Flavonoid Content
TPC Total Phenolic Content
W1/O/W Water-in-Oil-in-Water Double Emulsion
WPC Whey Protein Concentrate
WPI Whey Protein Isolate
β-CD Beta-Cyclodextrin
HP-β-CD Hydroxypropyl-Beta-Cyclodextrin
Introduction
Carbohydrate-based foods represent a dominant portion of the global diet, supplying more than 50% - 70% of daily caloric intake in many regions of Asia and Africa and approximately 40% - 50% in Western countries. These foods, ranging from cereals and noodles to baked goods and snack products, are valued not only as sources of carbohydrates and proteins but also for their contribution of micronutrients and dietary fiber [1,2]. However, their high water activity and nutrient-rich composition make them highly prone to microbial spoilage. Mold spoilage in bread alone is estimated to account for nearly 5% - 10% of production losses in industrial bakeries [3]. Fungal genera such as Aspergillus, Fusarium, and Penicillium are frequently isolated from stored cereal-based foods, and their metabolites contribute to significant food safety risks. Heat-stable mycotoxins such as deoxynivalenol can persist even after baking, with degradation levels of only 20% - 30% during typical bread-making processes [4], while ochratoxin A has been reported to survive at concentrations above 70% of its original level after thermal processing [4,5].
To mitigate these risks, the food industry employs synthetic preservatives. Potassium sorbate, for example, is typically added to bread at levels of 0.1 - 0.3 %(w/w), effectively inhibiting mold growth for up to 14 days [6]. Similarly, sodium propionate at concentrations of 0.1% - 0.4% is widely used to suppress Aspergillus and Penicillium species. Although these additives are efficient, increasing evidence links them to adverse +
health effects. Studies have reported gastrointestinal disturbances in consumers exposed to sulfite levels above 50 ppm, while nitrites in processed foods are associated with increased risk of colorectal cancer, with hazard ratios ranging from 1.2 to 1.5 in large cohort analyses [7,8]. These concerns have contributed to a growing consumer preference for “clean-label” foods, with market surveys indicating that nearly 70% of European and North American consumers prefer products without artificial preservatives [9].
Plant-derived extracts have emerged as promising alternatives, supported by a growing body of empirical data. For example, pomegranate peel extract reduced E.coli (E. coli) and Salmonella counts in date fruits by more than 3 log CFU/g during 21 days of storage [10]. Similarly, basil leaf extract extended bread shelf life by approximately 4 days compared with untreated controls [11], while encapsulated garlic extract reduced fungal colony counts in wheat bread by up to 90% [12]. The bioactive compounds responsible for these effects - phenolics, terpenoids, flavonoids, aldehydes, and tannins - exhibit minimum inhibitory concentration (MIC) values as low as 100 - 200 µg/mL against foodborne fungi [3,13].
Nevertheless, direct use of plant extracts is constrained by issues of solubility, volatility, and sensory impact. Encapsulation has proven effective in addressing these challenges. For instance, encapsulated carvacrol in starch nanofibers prolonged bread shelf life from 5 to 12 days under ambient storage [14]. Encapsulated β-carotene demonstrated a 2-fold increase in stability during 30 days of storage compared with its free form [14]. Furthermore, encapsulated curcumin exhibited bioaccessibility levels exceeding 40%, compared with less than 10% for the unencapsulated compound [16].
The objective of this manuscript is to provide a comprehensive review of the potential of encapsulated plant extracts as alternatives to synthetic preservatives in carbohydrate-based foods, highlighting their mechanisms of bioactivity, the effectiveness of different encapsulation techniques in enhancing the stability and bioavailability of active compounds, and their applications in extending shelf life and maintaining product quality. In addition, this review aims to address the technological, sensory, and regulatory challenges that currently limit large-scale implementation, while offering future perspectives on strategies that may accelerate industrial adoption toward safer, more sustainable, and consumer-preferred clean-label preservation solutions.
Data collection methods
Literature collection and search strategy
This review was developed from an extensive body of peer-reviewed literature on plant extracts, their antimicrobial and antioxidant properties, and their encapsulation for application in carbohydrate-based foods. Publications were identified through structured searches in Scopus, Web of Science, ScienceDirect, and PubMed between 2000 and 2025 using combinations of terms such as plant extracts, essential oils, encapsulation, spray drying, freeze drying, double emulsion, complex coacervation, electrospraying, and carbohydrate-based foods. Additional sources were included through citation screening of key reviews and primary studies, as well as regulatory databases and guidance documents from EFSA, FDA, Codex, and related authorities.
Inclusion and exclusion criteria
Eligible studies reported empirical data or comprehensive reviews on: (i) antimicrobial or antioxidant activity of plant-derived compounds; (ii) encapsulation techniques such as spray/freeze drying, double emulsions (including Pickering and emulgels), complex coacervation, electrospraying, or hydrogel microcapsules; and (iii) applications in carbohydrate-rich matrices (bread, noodles, pasta, cereals, biscuits) with outcomes on shelf life, quality, or bioaccessibility. Regulatory and safety papers relevant to food use were also considered. Exclusion criteria were studies focusing only on non-carbohydrate foods, purely synthetic preservatives, patents or editorials without experimental data, or articles not written in English.
Categorization and data extraction
The final collection was organized into 4 themes: (1) Mechanisms and bioactivity of plant extracts against spoilage and oxidation; (2) encapsulation technologies and their impact on stability and release; (3) applications of encapsulated extracts in carbohydrate-based foods; and (4) regulatory, safety, and consumer acceptance. For comparative synthesis, we extracted wall material composition and concentrations, extract loads, process parameters (e.g., spray/freeze drying conditions, emulsion ratios, electrospraying voltage in kV), and encapsulation outcomes such as efficiency, stability, and bioactivity. Where exact values were not reported, approximations were noted based on comparable protocols from the same technique family.
Synthetic preservatives in carbohydrate-based foods
Common synthetic preservatives
Synthetic preservatives are widely employed in carbohydrate-based foods to prevent microbial spoilage and extend shelf life. Bakery items such as bread, cakes, and pastries are particularly prone to mold contamination, while pasta and cereals require preservation during storage and distribution. Among the most frequently used preservatives are sorbates, benzoates, propionates, and sulfites.
Potassium sorbate is commonly applied at concentrations of 0.1 - 0.3 %(w/w) in bread and snack products, effectively inhibiting the growth of molds such as Penicillium and Aspergillus for up to 10 - 14 days under ambient conditions [6]. Sodium benzoate is widely used in cereal-based beverages and sweet bakery products, where it suppresses yeasts and molds but is less effective at neutral pH levels. Propionates, particularly calcium and sodium propionate, are extensively incorporated into bread formulations at levels of 0.1% - 0.4% to inhibit Bacillus subtilis and other rope-forming bacteria. Sulfites, although more common in dried fruit and beverages, are also used in certain starch-rich matrices to prevent browning and microbial activity. These preservatives offer proven efficacy; however, their continuous use has drawn scrutiny due to potential toxicological risks and consumer rejection.
Synthetic preservatives have long been utilized to safeguard carbohydrate-based foods against microbial spoilage. Their use spans a variety of formulations, from bakery and pasta products to cereals, due to their proven ability to inhibit molds, yeasts, and rope-forming bacteria. However, each preservative has specific functional roles as well as associated limitations related to pH stability, sensory effects, or health concerns. To provide a concise overview, Table 1 summarizes the most common synthetic preservatives employed in carbohydrate-based foods, including their typical applications, primary microbial targets, and key limitations.
Table 1 Common synthetic preservatives in carbohydrate-based foods.
No. |
Preservative agents |
Typical Use (Bread, Pasta, Cereals) and Usage Level (% flour basis) |
Target Microorganism |
Limitation / Concern |
Reference |
1 |
Calcium propionate (E282) |
Widely used in bread and tortillas; seldom in pasta/cereals; 0.1% - 0.4% (bread/tortillas); rarely in pasta/cereals |
Molds; rope-forming Bacillus spp. |
At higher levels can reduce baker’s yeast activity; occasional off-notes; use levels governed by GMP/GRAS |
[17]
|
2 |
Potassium sorbate/ Sorbic acid (E202/E200) |
Common in bread, pastries/tortillas, some breakfast cereals; 0.05% - 0.2 %(bread, pastries); up to 0.3% in cereals |
Primarily molds & yeasts; some bacteria |
pH-dependent (more active at lower pH); some strains can degrade sorbate; potential sensory effects at high doses |
[18] |
3 |
Sodium benzoate (E211) |
Mainly acidic products & chemically-leavened baked goods (not typical for yeast breads/pasta; limited in cereals); 0.05% - 0.1 %(acidic bakery fillings); rarely used in main dough |
Yeasts, molds, some bacteria |
Effective only at low pH (≤ ~4.5); risk of benzene formation in beverages when benzoates + vitamin C + heat/light; flavor interactions in some foods |
[19] |
4 |
Sodium diacetate (E262(ii)) |
Used in bread/tortillas and dry mixes; also other foods; 0.1% - 0.3% (bread/tortillas) |
Molds; helps suppress rope-forming bacteria |
Can impart vinegar-like flavor at higher use levels; usage limited by GMP |
[20] |
5 |
Fumaric acid (acidulant) |
Widely used in tortillas; also some refrigerated biscuits/chemically-leavened bakery to control pH; 0.2% - 0.5% (tortillas/biscuits); encapsulated forms slightly lower |
Indirectly inhibits molds by lowering pH; boosts efficacy of propionates/sorbates |
Can add sourness; if unencapsulated may interact with leavening; governed by 21 CFR 172.350 |
[21] |
6 |
Parabens (methyl/ethyl/propyl p-hydroxybenzoates) |
Historically in select bakery icings/fillings (regional); usage now limited in some jurisdictions; 0.05% - 0.1% (icings/fillings, historical use) |
Molds & yeasts |
Regulatory restrictions (e.g., EU withdrew propyl paraben as a food preservative; general category limits); consumer perception concerns |
[22] |
Notes: “GMP/GRAS” = “good manufacturing practice / generally recognized as safe” per U.S. FDA; actual maximum levels depend on product, pH, and local law. Benzoates are rarely used in yeast-leavened bread because typical crumb pH is too high for efficacy; sorbates and propionates are preferred there. In tortillas, acidification (often with fumaric acid) + propionate/sorbate is a common combined strategy to extend mold-free shelf life.
Health and environmental concerns
Although synthetic preservatives are effective, their safety profiles raise increasing concerns. Sodium benzoate, for instance, can form benzene in the presence of ascorbic acid, a compound with carcinogenic potential. Sulfite levels exceeding 50 ppm have been linked to allergic reactions and asthma attacks in sensitive individuals [23]. Similarly, nitrites used in starch-based processed foods may form nitrosamines, compounds classified as probable human carcinogens, with risk ratios for colorectal cancer ranging from 1.2 to 1.5 in frequent consumers [8].
From an environmental perspective, residues of benzoates, sorbates, and propionates contribute to wastewater contamination during food production. Their persistence in effluents has raised concerns regarding aquatic toxicity and microbial resistance. The European Food Safety Authority (EFSA) has highlighted microbial adaptation as an emerging issue, with some molds developing tolerance to propionates at concentrations previously considered inhibitory. These findings reinforce the urgency to develop safer, biodegradable alternatives for use in carbohydrate-rich foods.
Regulatory restrictions and consumer perception
The use of synthetic preservatives is tightly regulated, with maximum permissible limits varying across jurisdictions. The European Union allows sorbates at levels up to 2,000 mg/kg in bakery products, while benzoates are restricted to 150 mg/kg in cereal-based goods. In the United States, the Food and Drug Administration (FDA) sets maximum limits of 0.1 %(w/w) for sorbates and benzoates in most food applications. Sulfites above 10 ppm must be declared on product labels due to their allergenic potential. In contrast, some countries in Asia and Africa maintain less restrictive standards, which can result in higher exposure levels.
Consumer attitudes toward synthetic preservatives are increasingly negative. Surveys across Europe and North America indicate that nearly 70% of consumers actively avoid foods containing artificial additives, prioritizing “clean-label” products with natural preservation strategies [9]. This shift in perception has been a key driver in the development of plant-based alternatives. Furthermore, the global market for natural food preservatives, valued at USD 796 million in 2022, is projected to grow at a compound annual growth rate of 67% through 2030, reflecting the strong demand for safer, sustainable preservation technologies.
Plant extracts as natural preservatives
Plant extracts have emerged as promising alternatives to synthetic preservatives due to their wide array of bioactive compounds with antimicrobial and antioxidant properties. These extracts, derived from leaves, seeds, fruits, roots, and flowers, are particularly relevant in preserving carbohydrate-rich foods where spoilage by fungi and bacteria remains a serious challenge. Recent studies have reported that more than 70% of evaluated plant extracts exhibit measurable antimicrobial activity against foodborne pathogens or spoilage microorganisms [10,24]. Their natural origin, combined with growing consumer demand for safer food products, makes them highly attractive candidates for incorporation into sustainable food systems.
Bioactive compounds in plant extracts
The preservative activity of plant extracts is largely attributed to their rich content of secondary metabolites, particularly phenolics, flavonoids, alkaloids, and terpenoids. These compounds exhibit a wide range of antimicrobial and antioxidant effects that are influenced by their polarity, chemical structure, and concentration. Recent studies have demonstrated that the antimicrobial efficacy of plant-derived compounds often compares favorably with synthetic preservatives, with minimum inhibitory concentration (MIC) values ranging from as low as 25 µg/mL for phenolic acids against Klebsiella pneumoniae to 0.0625 µg/mL for cinnamaldehyde against Aspergillus species [25,26]. The diversity of these bioactive compounds and their target specificity against bacteria and fungi highlights their potential role in extending the shelf life of carbohydrate-based foods.
To provide a structured overview, Table 2 compiles representative bioactive compounds identified from various plant extracts, their polarity, observed antimicrobial or antifungal activity, microbial targets, and associated references. This compilation underscores the broad chemical spectrum of plant-derived molecules and illustrates their capacity to act against a wide range of spoilage microorganisms relevant to carbohydrate-based food systems.
Table 2 Representative bioactive compounds in plant extracts with documented antimicrobial and antifungal activity.
No |
Compound name |
Plant source |
Polarity |
Antimicrobial activity |
Target microbes |
Reference |
1 |
Syringic acid, caffeic acid, gentisic acid, quercetin |
Seriphidium kurramense |
Polar |
MIC: 25 ± 0.37 µg/mL (K. pneumoniae), 50 ± 0.19 µg/mL (C. albicans) |
Klebsiella pneumoniae, Candida albicans |
[25] |
2 |
Eugenol |
Clove oil |
Non-polar |
MIC 125 µg/mL |
Salmonella typhi |
[27] |
3 |
β-sitosterol, taraxerol, friedelin, methyl linoleate, 7-oxositosterol |
Opuntia dillenii (stem) |
Semi-polar to Non-polar |
Stronger than polar extract |
E.coli |
[28] |
4 |
Coumaric acid, farnesene, gingidiol, shikimic acid, shogaol |
Zingiber officinale (rhizome) |
Polar |
Antibacterial activity |
E.coli |
[28] |
5 |
Phenolic compounds and esters |
Clove flower + thyme leaf |
Polar |
Inhibition zone 15.8 - 25.2 mm |
Bacillus cereus, Staphylococcus aureus, E. coli, Candida albicans |
[29] |
6 |
Phenolic compounds, flavonoids |
Syzygium aromaticum (bud) |
Polar |
84% inhibition |
Aspergillus niger |
[30] |
7 |
Phenolics, flavonoids, saponins |
Trigonella foenum-graecum (leaf) |
Polar |
30% gel more effective |
Malassezia spp. |
[31] |
8 |
Phenolic compounds |
Piper betle (betel leaf) |
Polar |
ZOI 24.6% (bacteria), 20.3% (fungi) |
E. coli, S. aureus, Candida albicans |
[32] |
9 |
Phenolics, ferulic acid, flavonoids |
Citrus peel |
Polar |
100% inhibition (1.5 g/L) |
Monilinia fructicola, Botrytis cinerea |
[33] |
10 |
Phenolics, flavonoids |
Pomegranate peel |
Polar |
Increases tomato resistance |
Fusarium oxysporum |
[34] |
11 |
Cinnamaldehyde, eugenol |
Cinnamon |
Polar to Non-polar |
Inhibition zone 13.0 ± 1.73 mm |
Penicillium spp. |
[35] |
12 |
Alkaloids, flavonoids, terpenes |
Carica papaya leaf |
Polar |
MIC50 0.625 mg/mL |
Fusarium spp. |
[36]
|
13 |
Thymol, p-cymene |
Thyme leaf |
Polar to Non-polar |
MIC 128 - 512 µg/mL |
Rhizopus oryzae |
[37] |
14 |
Eugenol, cinnamaldehyde |
Clove, cinnamon |
Polar |
MIC 0.0625 - 0.125 mg/mL |
Aspergillus spp. |
[26] |
15 |
Phenolic compounds, flavonoids |
Chamomilla (flower) |
Polar |
Strong inhibition effect |
Keratinophilic fungi |
[38] |
16 |
Polyphenols, flavonoids |
Agave spp. |
Polar |
20% - 75% disease reduction |
Penicillium expansum |
[39] |
17 |
Flavonoids, phenolics |
Citrus peel, cistus |
Polar |
Inhibition 17.7% - 82.3% OTA |
Aspergillus carbonarius |
[40] |
18 |
Phenolics, flavonoids |
Achillea millefolium |
Polar |
Inhibition 20% concentration |
Fusarium spp. |
[41] |
19 |
Catechins |
Green tea leaf |
Polar |
Inhibition zone > 17 mm |
Candida spp. |
[42] |
20 |
Carvacrol, carvone |
Oregano leaf |
Polar to Non-polar |
Inhibition 45.6% - 95.6% |
Aspergillus spp. |
[43] |
21 |
Flavonoids, tannins, alkaloids |
Turmeric, wheat bran |
Polar |
90.78% aflatoxin inhibition |
Aspergillus flavus |
[44] |
22 |
Phenolics, flavonoids |
Olive leaf |
Polar |
Inhibition 58.13% - 87.96% |
Fusarium proliferatum |
[45] |
23 |
Curcumin |
Turmeric (rhizome) |
Polar |
Inhibition 26.6% - 94.9% |
Aspergillus parasiticus |
[46] |
24 |
Phenolics, flavonoids |
Guava leaf |
Polar |
IC50 69.29 - 3,444.62 µg/mL |
Candida spp. |
[47] |
25 |
Curdione, curcumin, etc. |
Turmeric (rhizome) |
Polar to Non-polar |
Inhibition of ergosterol |
Fusarium graminearum |
[48] |
Notes: MIC = Minimum Inhibitory Concentration, IC50 = Half-maximal Inhibitory Concentration, ZOI = Zone of Inhibition, OTA = Ochratoxin A.
Preservative mechanism of plant extracts
The preservative efficacy of plant extracts is linked to multiple mechanisms that act synergistically. A primary mechanism is microbial membrane disruption, where compounds such as carvacrol and thymol integrate into the microbial lipid bilayer, causing leakage of ions and proteins. For instance, cinnamaldehyde and carvacrol induced observable structural collapse in E. coli and Staphylococcus aureus (S. aureus) membranes [49].
Another important mechanism is the production of reactive oxygen species (ROS). In the presence of transition metals, polyphenols and tannins can act as pro-oxidants, stimulating ROS formation. These highly reactive molecules then attack microbial DNA, proteins, and lipids, ultimately causing cell damage and death [50]. Plant bioactives also inhibit microbial enzymes and metabolic pathways. Cranberry-derived proanthocyanidins decreased ATP synthase expression in Pseudomonas aeruginosa, impairing energy metabolism [51]. Furthermore, hydroxyanthraquinones were found to bind strongly to DNA gyrase-topoisomerase IV complexes, limiting bacterial DNA replication [52].
To provide a clearer conceptual understanding of these pathways, Figure 1 schematically illustrates the main mechanisms of antimicrobial and antioxidant action of plant extracts, including ROS generation and membrane disruption. This mechanistic framework demonstrates why plant extracts are capable of broad-spectrum antimicrobial activity while also protecting foods from oxidative deterioration. The figure was designed by the authors, based on the references cited in the preceding paragraph.
Figure 1 Preservative mechanisms of plant extracts through antimicrobial actions.
Challenges of direct use in carbohydrate foods
Despite their potential, direct application of plant extracts faces technological and sensory challenges. Many compounds are volatile and degrade during processing; for example, polyphenols lose up to 40% of activity when exposed to baking temperatures above 150 °C [53]. Plant extracts also interact with proteins and starches, forming complexes that reduce their bioavailability [53]. Sensory drawbacks, including bitterness, astringency, or undesirable coloration, limit consumer acceptance; more than 30% of panelists in bakery trials reported bitterness when extracts exceeded 0.6% [54]. Additionally, low solubility of lipophilic compounds such as curcumin restricts their functionality in hydrophilic matrices like dough [55]. These constraints highlight the importance of encapsulation as a strategy to stabilize, mask, and optimize the delivery of plant bioactives in carbohydrate-based foods.
Encapsulation strategies for plant extracts
The integration of plant extracts into carbohydrate-based foods is hindered by their sensitivity to environmental stressors, low solubility, and potential adverse sensory effects. Encapsulation has therefore become an essential strategy to stabilize bioactive compounds, regulate their release, and enhance bioavailability. By entrapping phenolics, flavonoids, alkaloids, or terpenoids within protective matrices, encapsulation improves stability, masks strong flavors or odors, and enables incorporation into hydrophilic carbohydrate-rich food systems [56,57].
Encapsulation materials
Biopolymer-based carriers such as chitosan, maltodextrin, starch derivatives, proteins, and gums are most frequently applied. Chitosan is valued for its antimicrobial activity and mucoadhesive nature. For example, Raharjo et al. [58] reported quercetin retention of 71.6% and encapsulation efficiency (EE) above 85 %when using chitosan-gum arabic blends for stem bark extract. Maltodextrin is widely employed due to its solubility, low viscosity, and high glass transition temperature, allowing spray-dried powders with 70% - 90% EE [59]. Modified starches such as OSA-starch improve emulsification of hydrophobic phenolics, while proteins (e.g., whey protein isolate, pea protein) form strong intermolecular networks enhancing encapsulation stability [60]. Natural gums, such as gum arabic and carrageenan, are used for their emulsifying capacity and ability to produce stable microcapsules. In practice, combinations of 2 or more carriers often provide synergistic benefits, improving retention and controlled release.
Encapsulation techniques
Spray drying
Spray drying is the most widely adopted technique for encapsulating plant extracts because it is scalable, economical, and capable of producing free-flowing powders. In this process, a liquid feed is atomized into a drying chamber at 150 - 180 °C inlet air temperature, producing microcapsules. Cheng et al. (2025) encapsulated Sesbania flower extract using gum arabic, achieving retention of 16.86 mg GAE/g dry basis of total phenolics and antioxidant activity of 24.63 µM Trolox/g (DPPH) [61]. Encapsulation efficiencies of 80-95% are commonly reported for phenolic-rich extracts [62]. Spray drying also improves storage stability; curcumin encapsulated in skim milk powder maintained 80% antioxidant capacity for 90 days at 25 °C, compared to 40% in free form [63].
Freeze drying
Freeze drying preserves thermo-labile compounds by sublimating water under vacuum at −40 to −80 °C. Although energy-intensive, this method maintains volatile and heat-sensitive phenolics. Ganje et al. [60] encapsulated rosemary extract in maltodextrin-whey protein matrices and achieved EE of 84% - 89 %with spherical morphology confirmed by SEM [60]. The powders retained phenolic content for 60 days, demonstrating superior stability compared to spray-dried samples. Alam et al. [64] encapsulated kinnow peel extract via freeze drying, reporting retention of 92.8% phenolics and 92.2% flavonoids, confirming freeze drying as an effective but costly method for functional plant extracts.
Coacervation
Coacervation works through electrostatic attraction between oppositely charged polymers, forming a dense coacervate phase. Phenolic-rich extracts become trapped inside these droplets, which are then solidified into microcapsules that protect the compounds and enable controlled release. Akram et al. [65] encapsulated date seed extract using pea protein-starch coacervation, achieving EE values of 79% - 83% and controlled release between 69% - 97% in simulated gastrointestinal digestion [65]. The coacervates also enhanced phenolic bioaccessibility up to 62.7%. Rajabi and Razavi [66] demonstrated coacervation combined with spray drying for saffron petal and Stachys extracts, producing nanocapsules with diameters 385 - 579 nm and intestinal release up to 88%. Coacervation therefore provides efficient encapsulation and controlled delivery, although sensitivity to pH and ionic strength requires precise formulation.
Emulsification and nanoemulsion
Emulsion-based systems enable simultaneous encapsulation of hydrophilic and lipophilic components. Nanoemulsions, with droplet sizes < 200 nm, enhance solubility and bioavailability of poorly soluble compounds. Bayomy et al. [67] developed an alginate-based nanoemulsion containing Chlorella vulgaris extract, yielding particle sizes of 17 - 23.6 nm and enhanced antimicrobial activity against E. coli and S. aureus. For carbohydrate foods, emulsified polyphenols have been incorporated into cereal coatings, showing microbial inhibition and stability for 30 - 40 days [68]. Controlled release over 7 - 14 days is a typical feature of nanoemulsions, providing extended shelf life benefits.
Coacervation is based on phase separation of polymers (e.g., gelatin, gum arabic), where changes in pH, ionic strength, or interaction with oppositely charged polyelectrolytes cause the polymer to separate from solution and form a coating around the core material. Emulsification, in contrast, involves creating oil-water emulsions stabilized by surfactants or biopolymers, where bioactive compounds are entrapped within dispersed droplets that can later be solidified or dried.
Electrospinning and electrospraying
Electrohydrodynamic methods such as electrospinning and electrospraying operate by applying a high-voltage electric field (typically 10 - 30 kV) to a polymer solution or emulsion, which overcomes surface tension and stretches the liquid into ultrafine jets that solidify into nanofibers or nanoparticles. Aliabbasi et al. [69] encapsulated curcumin in chickpea protein-Balangu seed gum complexes, reporting EE of 93.7% and complete intestinal release within 480 min [69]. Similarly, electrosprayed turmeric polyphenols produced nanofibers with > 90% EE and improved water solubility [70]. These approaches are particularly attractive for active edible films or packaging in carbohydrate-based foods, combining preservative and barrier functions.
Figure 2 provides a schematic overview of major encapsulation techniques used to stabilize plant-derived bioactive compounds in carbohydrate-based food systems, illustrating 5 approaches: Spray drying, freeze drying, coacervation, emulsification, and electrospinning/electrospraying. The figure was designed by the authors, based on the relevant references regarding methods and processing conditions cited in the preceding paragraph.
Figure 2 Schematic illustration of major encapsulation techniques.
Encapsulation efficiency, release kinetics, and stability
Encapsulation efficiency (EE) is a primary parameter for evaluating encapsulation success, generally ranging between 70% and 95% depending on wall material and technique [71]. Spray drying achieves high EE (80% - 95%) as rapid solvent evaporation traps compounds effectively, whereas freeze drying is slower, where ice crystal formation can expel some molecules, lowering EE but preserving thermo-labile stability.
Release kinetics determine the delivery profile of plant extracts during food processing and digestion. Weibull and Peppas-Sahlin models are often applied to describe release behavior [65]. For example, coacervated phenolics showed intestinal release of 60% - 80% over 4 - 6 h, aligning with targeted preservation in carbohydrate-rich matrices. Nanoemulsions provided more gradual release profiles, with bioactive retention up to 14 days in food simulants.
Stability is critical for practical applications. Encapsulation reduces degradation from oxygen, light, and moisture, thereby extending shelf life. Anthocyanins encapsulated in maltodextrin retained 80% antioxidant activity after 30 days compared to 35% - 40% in free form [72]. Carotenoids encapsulated in biopolymer matrices remained stable for 40 days in dark storage, confirming encapsulation as a powerful strategy for extending bioactivity [73]. Furthermore, encapsulated β-carotene in pea protein isolate improved bioaccessibility by 30% compared to non-encapsulated forms [74].
To provide a consolidated overview of the wide range of encapsulation approaches explored for plant extracts, Table 3 summarizes representative studies employing spray drying, freeze drying, coacervation, emulsification, and electrospraying techniques. The table highlights wall materials, processing conditions, encapsulated compounds, encapsulation efficiency, and key findings, thereby offering a comparative perspective on how different strategies influence the retention of bioactive compounds, antioxidant activity, antimicrobial performance, and product stability in carbohydrate-based food systems.
Table 3 Comparative studies on encapsulation of plant extracts using different techniques, wall materials, and performance outcomes (Spray drying method).
No |
Wall Material & Extract Concentration |
Inlet Temp (°C) |
Encapsulated Compound |
Encapsulation Efficiency (EE) |
Key Findings |
Reference |
1 |
Gum Arabic (GA, 20 %w/v)/ Sesbania flower extract (10 %w/v) |
150 - 160 |
Sesbania flower extract (SFE) |
TPC 70.5%; TFC 51.4% |
GA preserved phenolics, flavonoids, and antioxidants; extended shelf life. |
[61] |
2 |
Chitosan (10%) + GA (10%)/ Hopea bark extract (10 %w/v) |
175 |
Hopea beccariana bark extract |
Quercetin retention 71.6% |
Optimized blend gave antimicrobial activity & high solubility. |
[58] |
3 |
Maltodextrin (20%) + GA (10%) + β-CD (5%) + Tween 20 (0.5%) / Oregano extract (5 %w/v) |
170 - 180 |
Oregano extract (rosmarinic acid, carvacrol) |
Up to 99.8 %(carvacrol) |
Maltodextrin + GA + β-CD improved EE and yield significantly. |
[59] |
4 |
Soy lecithin (5%) / PPI (5%)/ trans-Cinnamaldehyde (5 %w/v) |
180 |
trans-Cinnamaldehyde |
Spray drying (SD): 95.7%; Freeze drying (FD): 83.9% |
SD produced smaller spherical particles (~8 µm) vs FD crystalline (~144 µm). |
[75] |
5 |
Skim milk (20%) / Curcumin (5 %w/v) |
160 |
Curcumin |
60% - 80% |
Milk proteins improved curcumin stability and rehydration capacity. |
[63] |
6 |
Maltodextrin (MD, 10% - 30% more) / Pomegranate peel extract (2 %w/v) |
120 |
Pomegranate peel phenolics |
88.6% |
Moderate inlet temp + MD preserved polyphenols best. |
[76] |
7 |
MD (15%) + GA (10%)/ Ciriguela peel extract (5 %w/v) |
150 |
Ciriguela peel phenolics |
Up to 99.8% |
MD + GA mixture maximized EE and antioxidant retention. |
[77] |
8 |
MD (10%) + GA (10%) ± Chitosan (0.5% - 1%)/ Green tea extract (5 %w/v) |
150 |
Green tea catechins |
71.4% - 88.0% |
150 °C optimal: < 150 gave poor powders, > 150 degraded catechins. |
[78] |
9 |
Alginate (1% - 2%) + Carrageenan (1% - 2%) + Starch (5%) / Green tea extract (5 %w/v) |
100 - 180 |
Green tea polyphenols |
MT-Car: 92.7% |
Carrageenan gave highest EE; mid-range temps best for phenolics & powder quality. |
[79] |
10 |
GA (10%) + MD (10%)/ Lemongrass leaf extract (5 %w/v) |
130 |
Lemongrass leaf extract |
71% - 88% |
GA:MD improved antioxidant activity; higher temps reduced TPC/TFC. |
[80] |
11 |
GA (10%) + MD (10%) + β-CD (5%) / Pistacia leaf extract (4 %w/v) |
120, 150 and 180 |
Pistacia lentiscus leaf extract |
68% - 88% |
β-CD/GA enhanced phenolic stability & antioxidant activity; spherical particles. |
[81] |
12 |
MD (10%) + Inulin (5%) + GA (10%) / Pineapple peel extract (2 %w/v) |
170 |
Pineapple peel extract |
76.8% - 99.8% |
MD/Inulin/GA affected yield and phenolic retention; MD + GA highest EE. |
[77] |
13 |
GA (10%) + Polydextrose (5%) + PHGG (5%)/ Grape skin extract (5 %w/v) |
140 |
Grape skin phenolics |
81.4% - 99.6% |
Carbohydrate walls strongly influenced EE, powder properties, and phenolic protection. |
[82] |
14 |
MD (10% - 20%, SD vs FD)/ Acerola pulp extract (2 %w/v) |
170 |
Acerola pulp/residue extracts |
96% - 97% |
SD gave higher practicality and different morphology than FD. |
[83] |
15 |
GA (10%)/Cagaita fruit extract (1 %w/v) |
175 |
Eugenia dysenterica (cagaita) fruit extracts |
91% - 96% |
Inlet temp impacted physical properties; GA effective encapsulant. |
[84] |
Notes: TPC = total phenolic content; TFC = total flavonoid content.
Table 4 Comparative studies on encapsulation of plant extracts using different techniques, wall materials, and performance outcomes (Freeze drying method).
No |
Wall Material & Extract Concentration |
Freeze-drying condition |
Encapsulated Compound |
Encapsulation Efficiency (EE) |
Key Findings |
Reference |
1 |
Maltodextrin 30 %(w/w) + Soy lecithin 1% atau PPI 1% / trans-cinnamaldehyde 5 %(w/w) |
−45 °C, vacuum |
trans-cinnamaldehyde |
83.93% |
FD yielded crystalline, large particles (~144 µm); lower EE vs spray drying. |
[75] |
2 |
Maltodextrin 10% - 20% + GA 10% / Grape skin anthocyanins 1% - 2% |
−40 °C, 48 h |
Anthocyanins (grape skin) |
74% - 82% |
FD preserved anthocyanin color better than SD but had lower yield. |
[85] |
3 |
Maltodextrin 20 %(w/v) / Elderberry extract 5 %(w/v) |
−50 °C, 72 h |
Elderberry extract |
81.5% |
High polyphenol retention; FD improved antioxidant activity. |
[86] |
4 |
GA 10% + Whey protein isolate 10% / Saffron aqueous extract 2% |
−55 °C, 48 h |
Saffron aqueous extract |
70% |
FD protected crocin stability; microstructure more porous vs SD. |
[87] |
5 |
Maltodextrin DE20, 20 %(w/v) / Açaí pulp 5% |
−40 °C, 48 h |
Açaí pulp |
66% |
FD powders more hygroscopic, lower solubility vs SD. |
[88] |
6 |
MD 20% + Inulin 10% + GA 10% / Blueberry juice 5% |
−50 °C, 0.05 mbar |
Blueberry polyphenols |
77% |
FD gave higher retention of anthocyanins vs hot-air and SD. |
[89] |
7 |
GA 15% + MD 15% + Starch 10% / Rosemary extract 2% |
−45 °C |
Rosemary extract |
80% |
FD improved antioxidant activity, particle structure more irregular. |
[90] |
8 |
MD 20% + Alginate 1% + Chitosan 1% / β-Carotene 0.1% |
−40 °C |
β-Carotene |
69% |
FD preserved ascorbic acid better but produced fragile powders. |
[91] |
9 |
Maltodextrin 20 %(w/v) / Mango pulp 5% |
−40 °C, 48 h |
Mango pulp |
70% |
FD powders had better flavor retention, but sticky/low yield. |
[92] |
10 |
Whey protein isolate 15% / Coffee oil 2% |
−50 °C, 72 h |
Coffee oil |
76% |
FD capsules protected aroma better than SD. |
[93] |
11 |
Gelatin 10% + MD 10% / Jussara fruit juice 5% |
−55 °C |
Jussara fruit extract |
75% |
FD maintained antioxidant properties, morphology highly porous. |
[94] |
12 |
GA 10% + MD 15% / Curcumin 0.1% - 0.2% |
−40 °C |
Curcumin extract |
68% - 72% |
FD increased stability but low flowability. |
[95] |
13 |
Maltodextrin 20% / Black carrot anthocyanins 2% |
−50 °C |
Black carrot anthocyanins |
73% |
FD maintained color intensity well; hygroscopic nature increased. |
[96] |
14 |
Whey protein hydrolysate 10–15% / Olive leaf extract 2% |
−40 °C, 48 h |
Olive leaf phenolics |
80% |
FD showed higher antioxidant retention but costly/low scalability. |
[97]
|
15 |
MD 20% + GA 10% / Pomegranate extract 2% |
−50 °C |
Pomegranate extract |
78% |
FD maintained ellagitannin activity; powders sensitive to humidity. |
Table 5 Comparative studies on encapsulation of plant extracts using different techniques, wall materials, and performance outcomes (Coacervation method).
No |
Wall Material & Extract Concentration |
Drying / Process |
Encapsulated Compound |
Encapsulation Efficiency (%) |
Key Findings |
Reference |
1 |
WPI + GA (coacervates; pH ~4; oil payload > 80%) / Sunflower, lemon & orange oils (5%) |
Spray drying after coacervation |
Sunflower, lemon & orange oils |
80% |
WPI–GA formed smooth shells at pH ~4; suitable for oil microencapsulation. |
[99] |
2 |
Gelatin + GA (ratio ≈ 1:1; total solids 10 %w/w) / Flaxseed oil (core load 20% - 30%) |
Wet microcapsules (cross-linked) |
Flaxseed oil |
84% |
Optimized coacervation and crosslinking improved oil entrapment and stability. |
[100] |
3 |
Gelatin + polysaccharide (GA system; total solids 10% - 15%) / Lutein (0.2% - 0.5 %w/w) |
Spray drying |
Lutein |
85% |
Process optimization improved physicochemical stability of lutein microcapsules. |
[101] |
4 |
Gelatin + GA (1:1, 10 %w/w) / Camphor oil (core load 20%) |
Vacuum oven drying |
Camphor oil |
99% |
Demonstrated controllable release from gelatin–GA microcapsules. |
[102] |
5 |
Gelatin + GA (1:1, 10 %w/w) / Turmeric oleoresin (core 10% - 20%) |
Freeze drying |
Turmeric oleoresin |
49 to 73% |
Optimized GA–gelatin coacervation successfully encapsulated turmeric oleoresin. |
[103] |
6 |
Flaxseed protein + flaxseed gum (coacervates, ~10 %w/w) / Flaxseed oil (20% load) |
Cross-linked; Freeze drying |
Flaxseed oil |
87% |
Plant-protein/gum pair formed coacervates; crosslinking strengthened shells. |
[104] |
7 |
Soy protein + GA (ratio 1:1; solids 10 %w/w) / Flaxseed oil (20% - 25%) |
Oven drying |
Flaxseed oil |
70-86% |
Explored soy/GA coacervation for oil; reported controlled release behavior. |
[105] |
8 |
Gelatin + GA (1:1, 10 %w/w) / Fish oil (ω-3; 20 %w/w) |
Freeze-drying; beverage fortification |
Fish oil (ω-3) |
76% |
Produced stable fish-oil microcapsules used to fortify pomegranate juice. |
[106] |
9 |
Gelatin + GA (1:1, 10 %w/w) + TG cross-linking / Microalgal oil (ω-3; 20%) |
Oven drying |
Microalgal oil (rich in ω-3) |
80% |
Transglutaminase cross-linking enhanced capsule stability and controlled release. |
[107] |
10 |
Gelatin + Almond gum (1:1, ~10 %w/w) / Rosemary essential oil (5% - 10%) |
Oven drying |
Rosemary essential oil (REO) |
43.6% |
Almond-gum/gelatin coacervates effectively encapsulated and protected REO. |
[108] |
11 |
Pea protein (soluble) + GA (1:1; 10 %w/w) / Flaxseed oil (15% - 20%) |
Spray drying |
Flaxseed oil |
44.6% |
Demonstrated pea-protein/GA coacervation as an alternative to gelatin systems. |
[109] |
12 |
Gelatin + SHMP (coacervates) + starch sodium octenyl succinate / Fish oil (ω-3, 20%) |
Freeze-drying (with starch sodium octenyl succinate aid) |
Fish oil |
98% |
Hybrid coacervation system improved encapsulation and oxidative stability. |
[110] |
13 |
Gelatin + GA (1:1, 10 %w/w) / Zataria multiflora essential oil (core 10%) |
Freeze drying |
Zataria multiflora essential oil |
47% |
Prepared antimicrobial EO microcapsules via classical gelatin–GA coacervation. |
[111] |
14 |
Gelatin + GA (1:1, 10 %w/w) / Carvacrol (core 10%) |
Freeze drying |
Carvacrol |
89% |
Showed typical GA–gelatin coacervation route and characterization for carvacrol. |
[112] |
15 |
Gelatin + GA + CMC (10 - 15 %w/w) / Orange oil (flavor, 10% - 20%) |
Oven drying |
Orange oil (flavor) |
69% |
Reported process parameters (pH, ratios, agitation) affecting capsule yield/size. |
[113] |
Table 6 Comparative studies on encapsulation of plant extracts using different techniques, wall materials, and performance outcomes (Emulsification method).
No |
Emulsion Type / Wall Material & Extract Concentration |
Drying
|
Encapsulated Compound |
Encapsulation Efficiency (EE) |
Key indings |
Reference |
1 |
W1/O/W; WPI 2 - 4 %(w/v) + maltodextrin 15 %(w/v; DE10/21) + PGPR 4 %(b/b ); core: Rosemary extract (5 - 10 %w/v) |
Spray drying |
Rosemary leaf polyphenol extract |
TPC 39.6 - 42.8; rosmarinic acid 62.2% - 67.4% |
Double emulsions survived spray-drying and rehydration; higher protein (4 %wPI) improved EE; MD type had minor effect. |
[114] |
2 |
W1/O/W; WPI 2 %(w/v) ± polysaccharide (GA 1% - 2%, CMC 1% - 2%, chitosan 0.5% - 1%); PGPR 4% (b/b minyak); core: Grape seed extract (5.3 g/kg procyanidins) |
Spray drying |
Grape seed procyanidin-rich extract |
79% |
Premix membrane emulsification + spray drying produced microcapsules; interfacial composition strongly affected microcapsule properties and procyanidin retention. |
[115] |
3 |
W1/O/W; W1: Pectin 3 %(w/v) + berry extract (5 - 10 %v/v); oil: PGPR 2 - 3 %(b/b); W2: CMC 1% - 2% + lecithin 1% - 2% |
None (liquid double emulsion/ DE) |
Bilberry & blackcurrant extracts (anthocyanins) |
95.0 ± 0.8% to 97.0 ± 0.6% (at t0) |
Amidated pectin slightly increased initial EE and reduced leakage versus unmodified pectin over 20 days. |
[116] |
4 |
Double Pickering; W1: pectin 3 - 5 %(w/v) + butterfly pea extract (5 - 8 %v/v); oil: PGPR 3% - 5%; W2: NCC 1 - 3 %(w/v) |
None (liquid DE) |
Butterfly pea (Clitoria ternatea) petal extract (anthocyanins) |
~86.6 - 89.8 at day 0 (↓ to ~71% - 79% by day 7) |
Cellulose-stabilized DEs protected anthocyanins and slowed pH-/light-driven loss; initial TAC ~90 %with gradual decline during storage. |
[117] |
5 |
W1/O/W emulgel; alginate 1.5% - 2% + κ-carrageenan 0.5 - 1 %(w/v); beads with Ca2+/K+; core: purple basil extract (5 - 10 %v/v) |
Ionotropic gelation (Ca2+/K+) + electrospraying |
Purple basil leaf extract (anthocyanins) |
70.7 - 87.9 |
Emulsion-filled hydrogel beads greatly improved anthocyanin retention and bioaccessibility versus non-emulsion beads. |
[118] |
6 |
W1/O/W2; oil: PGPR 3% - 4% + Tween 80 1% - 2%; W2: Gum arabic 10 - 15 %(w/v); core: Elderberry extract (5 - 10 %v/v) |
None (liquid DE) |
Elderberry extract (anthocyanins) |
55% - 70% |
Double emulsions mitigated pH-induced color changes, improving coloring stability for hydrophilic extract. |
[119] |
7 |
W1/O/W; oil: PGPR 3% - 4%; W2: hydrophilic emulsifier (Tween 80 1% - 2%); core: Black carrot extract (5 %v/v) |
None (liquid DE) |
Black carrot anthocyanin-rich extract |
NR |
W/O/W emulsions protected extract against pH-triggered color change by retaining anthocyanins in inner water droplets. |
[120] |
8 |
W/O/W; protein (WPI/soy 2 - 4 %w/v) + low-HLB emulsifier 3% - 5% + carbs (maltodextrin/GA 10% - 15%); core: Berry anthocyanins (5 - 10 %v/v) |
None (liquid DE) |
Berry anthocyanin extracts |
NR |
Demonstrated formulation-stability relationships for anthocyanin-loaded double emulsions over storage. |
[121] |
9 |
W1/O/W; oil: PGPR 5% + corn oil; W2: Gum arabic 15% + Tween 80 1% - 2%; core: Black carrot extract (36 mg anthocyanin/g powder; 5 - 10 %v/v) |
None (liquid DE) |
Black carrot extract (anthocyanins) |
NR |
Optimized extract loading and phase ratio to boost coloring power while maintaining DE stability across pH/temperature. |
[122] |
10 |
Emulsion-templated hydrogel; alginate 2% + pectin 2 %(w/v); grape peel extract (5 - 10 %v/v) |
Ultrasonic/ionotropic gelation (hydrogel microcapsules) and vaccum oven drying |
Grape peel anthocyanin-rich extract |
70% - 89% |
Combining emulsification with ultrasonic gelation improved incorporation and protection versus single-technique beads. |
[123] |
11 |
W1/O/W; W1: cactus pear extract 85% + glycerol 15%; oil: corn oil 87% + PGPR 13 %(b/b); W2: WPI 10 %(w/v) + MD/GA (15% - 20%) |
Spray drying |
Cactus pear (Opuntia) peel/pulp extract (betalains & phenolics) |
70% - 97% |
W/O/W + spray drying yielded powders with improved color and bioactive retention vs. conventional spray drying. |
[124] |
12 |
W1/O/W; outer: GA + MD blends 40:60, 50:50, 60:40 (10 - 15 %w/v total); core: cactus pear extract (5 - 10 %v/v) |
None (liquid DE; then added to yogurt) |
Cactus pear extract (betalains & polyphenols) |
NR |
Fortifying yogurt with extract-loaded DE improved pigment/phenolic stability and acceptable sensory traits during storage. |
[125] |
13 |
W1/O/W; carriers: Maltodextrin 10% - 15% + GA 5% - 10%; core: acerola extract (vit C 5 %w/v equiv.) |
Spray drying |
Acerola fruit extract (vitamin C & phenolics) |
77% - 91% |
Response-surface optimization of inlet/outlet temps produced free-flowing powders while preserving bioactives. |
[126] |
14 |
Double emulsion + coacervation; wall: Gelatin 1% - 2% + GA 1 - 2 %(w/v); core: anthocyanin-rich extract (5 - 8 %v/v) |
Spray & freeze drying (comparison) |
Anthocyanin-rich plant extract |
84% - 94% |
Double-emulsion/complex-coacervate route enabled controlled release; drying method affected retention kinetics. |
[127] |
15 |
W1/O/W2; W1: Blueberry pomace extract 20 %(w/w); oil: corn oil 76% + PGPR 4 %(b/b); W2: WPI 2.5 %(w/v) |
None (liquid DE) |
Blueberry pomace extract (TPC & TA) |
74% - 85% |
Processing conditions (homogenization pressure, shear) tuned droplet size/ζ-potential and affected phenolics/anthocyanin entrapment. |
[128] |
Table 7 Comparative studies on encapsulation of plant extracts using different techniques, wall materials, and performance outcomes (Eletrospraying method).
No |
Wall Material & Extract Concentration |
Drying / Solidification (kV) |
Encapsulated Compound |
Encapsulation Efficiency (EE) |
Key Findings |
Reference |
1 |
WPC (20 %w/v) + guar gum (0.5 %w/w of polymer) + resistant starch; folic acid 1.5 %w/w of polymer |
Electrospraying 20 kV vs nanospray drying |
Folic Acid |
55% - 83% |
Electrospraying produced spherical nano-, submicro-, and microcapsules with enhanced control over size distribution, leading to improved stability of folic acid during storage and thermal exposure. |
[129] |
2 |
Gelatin (5 %w/v), WPC (5 %w/v), SPI (5 %w/v); α-linolenic acid ~5 %w/w of wall |
Emulsion electrospraying 15 kV |
α-Linolenic Acid |
70% |
Emulsion electrospraying enabled the formation of protein micro/nanoparticles that enhanced the protection of thermosensitive lipophilic bioactives like α-linolenic acid. |
[130] |
3 |
Alginate 2 %w/v, alginate + RS (2% + 2%), chitosan 2% coating; probiotic suspension ~107 CFU/mL |
Wet electrospraying 12 kV |
Lactobacillus plantarum (Probiotics) |
Encapsulation yielad 10% |
Mucoadhesive alginate-chitosan electrosprayed microcapsules improved gastrointestinal retention and acid protection for probiotics. |
[131] |
4 |
WPC nanocarriers 3 %w/v; olive leaf phenolics 2 %w/w |
Electrospraying 18 kV |
Olive Leaf Phenolics |
40% - 70% |
One-step electrospraying entrapped phenolics, demonstrating antioxidant/thermal stability and controlled release behavior. |
[132] |
5 |
Zein 5 %w/v in 80% ethanol; gallic acid 5 %w/w of zein |
Electrospraying 15 kV |
Gallic Acid |
NR |
Demonstrated food-grade zein electrosprayed nanoparticles as protective carriers for gallic acid. |
[133] |
6 |
Zein 5 %w/v in 80% ethanol; quercetin 5 %w/w of zein |
Electrospraying 15 kV |
Quercetin |
87.9% - 93.0% |
High encapsulation efficiency and improved in vitro bioavailability of quercetin using electrosprayed zein nanocarriers. |
[134] |
7 |
Dextran 5 %w/v + WPI 5 %w/v; Se-enriched peptide 1 %w/w |
Electrospraying 15 kV |
Selenium-Enriched Peptide |
37% - 46% |
Mild electrospraying yielded food-grade microcapsules with good thermal stability and pH-tunable release. |
[135] |
8 |
Milk protein isolate 3 %w/v; curcumin 2 %w/w |
Electrospraying 20 kV |
Curcumin |
80% |
Electrosprayed curcumin particles showed enhanced stability and functionality in foods. |
[136] |
9 |
Glucose syrup 10 %w/v + maltodextrin 10 %w/v; fish oil 15 %w/w |
Electrospraying 18 kV vs spray-drying |
Fish Oil |
84% |
Side-by-side comparison: Oxidative stability and EE differed by method; electrospraying produced finer capsules; spray-drying had higher EE. |
[137] |
10 |
WPI 5 %w/v + bacterial cellulose 0.5 %w/v; EGCG 2 %w/w |
Electrospraying 15 kV |
Epigallocatechin gallate (EGCG) |
Up to 98 %(HPLC) |
EGCG exhibited enhanced stability against heat, humidity, and storage; WPI-BC proved to be an efficient food-grade carrier. |
[138] |
11 |
Zein 5 %w/v in 80% ethanol; resveratrol:zein ratio 1:50 (w/w) |
Electrospraying 15 kV |
Resveratrol |
68.5% at 1:50 ratio (resveratrol:zein, w/w) |
Nanoparticles sized improved resveratrol stability, provided controlled release, and increased ex-vivo permeability (~1.15×) compared with free resveratrol; process operated at room temperature. |
[139] |
12 |
κ-Carrageenan 3 %w/v; D-limonene 2 %w/w |
Electrospraying 20 kV |
D-limonene |
78% - 97% |
Spherical nanoparticles, pH-sensitive release; greatly improved photo/thermal stability of D-limonene |
[140] |
13 |
HPMC 2 %w/v; Rhus microphylla fruit extract 5 %w/w |
Electrospraying 20 kV |
Rhus microphylla fruit extracts |
Not reported |
Strong antioxidant/antifungal effect; extended strawberry shelf life by reducing decay and weight loss |
[141] |
14 |
Zein 5 %w/v; lipophilic model bioactives 5 %w/w |
Electrospraying 18 kV |
Various Lipophilic Bioactives (Model Systems) |
79% - 84% |
Systematically mapped processing variables to control zein electrosprayed nanoparticle formation. |
[142] |
15 |
Gelatin 2 %w/v shell; betalain extract 2 %w/w core |
Coaxial electrospraying 15 kV |
Betalains |
NR |
Coaxial electrosprayed gelatin-betalain nanoparticles maintained antioxidant properties; edible-grade carrier. |
[143] |
Notes: NR = not reported.
Applications in carbohydrate-based foods
Carbohydrate-based foods - especially breads, cakes, cookies, pasta/noodles, breakfast cereals, and snacks - are prone to staling (amylopectin retrogradation), fungal spoilage, and oxidative rancidity. Encapsulated plant extracts (polyphenols, flavonols, tannins, and non-volatile phytochemicals) are increasingly used to mitigate these degradative pathways by enabling controlled release, flavor masking, and protection from thermal/oxidative stress during processing and storage [144]. Relative to free extracts, encapsulation typically improves retention of actives after baking/extrusion by 15% - 40% and delays on-set of mold by ≥ 2 - 3 days in bakery matrices, depending on dose and water activity (aw) [24,145].
Bakery products (bread, cakes and cookies)
In bread, encapsulated spice and herb extracts inhibit rope spoilage and common molds (Aspergillus spp./Penicillium spp.) without relying on propionates. A 3×3 Box-Behnken optimization showed that 1% clove oil + 1% orange oil maintained moisture and rheological integrity after 7 days at 20 °C; microscopy (SEM, PLM) and TG-DTA confirmed structural stability of the optimized formula (R2 = 0.9854) [146]. Fortification of wheat flour with curcumin and quercetin at 2.5% - 5% (flour basis) increased ABTS/DPPH radical scavenging but reduced Mixolab dough stability and accelerated starch retrogradation; gas production/retention remained unaffected, preserving loaf volume, whereas sensory liking decreased due to yellow hue and quercetin-linked bitterness [147].
Using aqueous spice extracts, 4% cinnamon yielded the softest crumb and mold-free shelf life > 6 days versus 4 days in control; 2% cinnamon maximized loaf volume (≈ 340 cm³), while 4% clove produced the heaviest loaf (≈ 333 g). Low-level ginger increased hardness and reduced volume [16]. Substitution with soy protein isolate (SPI) at 2% - 8% decreased specific volume; 4% SPI balanced nutrition and acceptance, with microbiological safety 4 - 5 days (2% - 4% SPI) but a Staphylococcus aureus growth concern under challenge conditions, indicating the need for hurdle design [148]. Stevia extract breads showed paler crusts (lower Maillard index) but retained elastic crumb, supporting diet-focused claims [149]. In cookies/cakes, microencapsulated rosemary/oregano reduced peroxide and TBARS formation by > 20% - 30% over 6 - 8 weeks at 25 °C, while masking bitterness and preserving vanilla/butter notes [145].
Pasta and noodles
Extrusion, steaming, and drying can degrade polyphenols; encapsulation limits thermal loss and bitterness while maintaining cooking quality. Incorporation of encapsulated anthocyanins (purple sweet potato/black rice) improves color stability (ΔE* reduced by ≈ 30% - 50% after cooking) and increases antioxidant capacity (FRAP/DPPH) versus unencapsulated controls [144]. In instant noodles, partial flour replacement with Amaranthus leaf powder (1% - 3%) increased fat from 1.55% → 4.57% (energy density rise) but preserved acceptance (60-panelist, 9-point hedonic), and delivered measurable DPPH activity [149]. A multi-component “emergency” noodle (semolina + SPI + green tea extract + CMC + spirulina + beef tallow) achieved a predicted shelf life of 1,197 days at 30 °C/75% RH; antioxidants (green tea extract) lowered lipid oxidation, while CMC increased water absorption and texture resilience during 120-day accelerated storage [150].
Breakfast cereals and snack foods
Ready-to-eat cereals and extruded snacks exhibit high surface area and porosity, accelerating oxidation. Microencapsulated berry or pomegranate extracts in coatings decreased hexanal accumulation by 25% - 40% and stabilized a* and b* color coordinates during 12 - 16 weeks of ambient storage; aw control (0.30 - 0.45) synergized with phenolics to delay rancidity [145]. For fried/roasted snacks, encapsulated curcumin/catechins reduced pigment loss (retention ↑ ~20%) and off-flavor formation at 160 - 180 °C compared with free extracts, while maintaining crunch (instrumental hardness) and consumer liking (Δliking ≤ 0.3 on 9-point scale) [152]. Figure 3 illustrates the integration of encapsulated plant extracts into carbohydrate-based foods, highlighting their role in enhancing product stability and functionality. The schematic shows how encapsulation enables controlled release, flavor masking, and protection of bioactive compounds against thermal and oxidative stress, which collectively contribute to increased shelf-life in breads, pasta, rice, cereals, and snack products. The figure was designed by the authors, based on the relevant references cited in the preceding paragraph.
Figure 3 Functional benefits of encapsulated plant extracts in carbohydrate-based foods.
Comparative Effectiveness Against Synthetic Preservatives (shelf life, microbial inhibition and sensory quality)
Across bakery and cereal matrices, encapsulated plant extracts frequently match - or in some formats exceed - the performance of calcium propionate (0.2% - 0.3%), BHT (50 - 200 ppm), or sodium benzoate (0.05% - 0.1%) for mold/yeast inhibition and lipid stabilization, with the advantages of clean-label positioning and reduced sensory penalties [145]. In pan breads, encapsulated cinnamon/clove systems achieved ≥ 2 extra mold-free days at 20 - 25 °C relative to untreated controls and similar to propionates, while improving spice aroma retention through controlled release [24,146]. In cookies, encapsulated rosemary outperformed BHT in TBARS suppression after 6 - 8 weeks (effect size 5% - 10% absolute difference), with no significant change in overall liking (p > 0.05) [145]. Variability arises from carrier type (maltodextrin, gum arabic, starch, proteins), encapsulation efficiency (typically 50% - 90%), and dose; thus, formulation-specific optimization is essential [153].
Table 8 compiles studies on plant extract encapsulation across multiple techniques, reporting carriers, methods, and outcomes. Then, Table 9 summarizes applied studies where encapsulated plant extracts were tested in carbohydrate-based foods, listing the encapsulation system, product, key results, and concise references.
Table 8 Summary of recent studies on encapsulation of plant extracts using different carriers and techniques.
No |
Plant Extract |
Carrier Material |
Encapsulation Technique |
Encapsulation Result & Bioactivity |
Reference |
1 |
Green tea extract (catechins) |
Maltodextrin (MD), gum arabic (GA), chitosan |
Spray drying |
Encapsulation efficiency (EE) 71.41% - 88.04%; improved powder stability. |
[78] |
2 |
Pomegranate peel extract |
MD (100%) vs whey protein |
Spray drying |
EE 88.63% (with MD 100%); higher punicalagin/punicalin retention than WP; good solubility. |
[76] |
3 |
Ciriguela (Spondias purpurea) peel extract |
MD + GA |
Spray vs freeze drying (control) |
Spray-dried EE 98.83%; TPC 476.82 mg GAE·g⁻¹; good 90-day stability (7 & 25 °C). |
[154] |
4 |
Pineapple peel extract |
MD, GA, inulin |
Spray drying |
Antioxidant activity best retained at 150 °C with MD/GA; powders showed suitable flowability & stability. |
[155] |
5 |
Grape cane phenolic extract |
HP-β-cyclodextrin + MD |
Spray drying |
Mean EE ≈ 80.5%; preserved antioxidant capacity; good powder properties. |
[156] |
6 |
Olive leaf extract |
MD with pectin and/or GA |
Spray drying |
Hybrid MD-pectin/GA carriers improved EE and showed antimicrobial activity; stable during storage. |
[157] |
7 |
Cornsilk phenolic extract |
MD |
Freeze-drying vs spray/microwave |
Freeze-drying delivered highest phenolic recovery and antioxidant activity vs other methods. |
[158] |
8 |
Blackberry (Rubus fruticosus) aqueous extract |
GA or polydextrose |
Spray drying |
High powder solubility (~88% - 97%); retained phenolics; GA yielded brighter powders. |
[159] |
9 |
Moringa oleifera leaf polyphenols |
Carboxymethyl-cellulose (CMC), tragacanth, locust bean gum |
Spray drying |
Wall material strongly influenced outcomes; CMC often gave higher EE for TPC/TFC and good stability. |
[160] |
10 |
Grape seed extract phenolics |
Whey protein concentrate + MD + GA (blends) |
Freeze drying |
Blends achieved high EE and strong antioxidant retention; morphology and release characterized. |
[161] |
11 |
Nettle (Urtica dioica) leaf extract |
MD, GA (varied ratios) |
Spray drying |
Process yield 64.6% - 87.2%, solubility 94.8% - 98.5%; carrier & temperature significantly affected encapsulation/loading capacity. |
[162] |
12 |
Tucumã (Astrocaryum vulgare) almond coproduct extract |
MD |
Spray drying |
> 80% of TPC retained within microparticles; strong DPPH/ABTS activity; spherical microcapsules. |
[163] |
13 |
Yerba mate (Ilex paraguariensis) extract |
β-cyclodextrin |
Spray drying |
Encapsulation with β-CD improved powder properties and stability; morphology optimized by carrier ratio. |
[164] |
14 |
Jabuticaba (Myrciaria jaboticaba) pomace extract |
MD |
Spray drying |
MD protected anthocyanins; FTIR confirmed encapsulation; microcapsules suitable for functional foods. |
[165] |
15 |
Açaí (Euterpe oleracea) fruit antioxidants |
Zein protein |
Electrospraying |
Electrosprayed zein capsules enhanced thermal stability and in-vitro bioaccessibility of antioxidants. |
[166] |
Table 9 Applications of encapsulated plant extracts in carbohydrate-based foods.
No |
Food Product |
Encapsulated Extract |
Encapsulation Method |
Observed Effect |
Reference |
1 |
Wheat bread |
Garcinia fruit (HCA) extract |
Spray-dried microcapsules (MD, WPI, MD + WPI) |
Higher HCA retention through baking; bread volume/texture acceptable; improved functional antioxidant content. |
[167] |
2 |
Bread |
Green tea polyphenols |
Spray-/freeze-dried microcapsules |
Maintained bread quality; protected catechins vs free extract; improved antioxidant potential. |
[168] |
3 |
Wheat bread |
Spray-dried hawthorn bark, soybean, onion husk extracts (inulin/MD carriers) |
Spray-dried microcapsules |
Increased polyphenols & antioxidant activity; good quality attributes during in-vitro digestion. |
[169] |
4 |
Wheat bread |
Saskatoon berry extract |
Microcapsules (MD or MD + inulin) |
+ 93% antioxidative properties (microcaps > powder); good sensory, improved bioaccessibility. |
[170] |
5 |
Bread |
Mixed plant polyphenols |
Encapsulated (formulation optimized) |
Higher antioxidant activity with good consumer acceptability; balanced texture/porosity. |
[171]
|
6 |
Bread (formulation target) |
Phenolic-rich powder (H-CPP) |
Spray-dried with polysaccharide carriers |
Stable encapsulates suitable for bread - supports antioxidant delivery with workable dough properties. |
[172] |
7 |
Cookies |
Grape seed extract |
Microencapsulation (2 systems) |
Higher antioxidant activity; bitterness/astringency partly masked; consumer liking at parity with control. |
[173] |
8 |
Biscuits |
Olive leaf extract |
Microencapsulation |
Improved oxidative stability under accelerated storage; maintained physicochemical quality. |
[174] |
9 |
Biscuits |
Olive leaf extract |
Micro- & nanoencapsulation |
Encapsulation modulated phenolic profile and bioaccessibility during gastrointestinal simulation. |
[175] |
10 |
Cookies |
Cherry pomace phenolics |
Spray-dried microcapsules |
Enhanced antioxidant capacity; acceptable sensory reported. |
[176] |
11 |
Cookies |
Grape seed extract |
Microencapsulation |
Summarizes significantly stronger antioxidant activity when microencapsulated GSE used in cookies. |
[177] |
12 |
Biscuits |
Grape skin extract (in walnut paste) |
Encapsulated paste (MD/gums) |
Increased oxidative induction time; encapsulation helped stability; sensory workable. |
[178] |
13 |
Pasta (baked applications tested) |
Grape skin extract (in walnut paste) |
Encapsulated paste |
Antioxidant preservation depending on matrix/thermal step; encapsulants aided shelf-life trends. |
[179] |
14 |
Crackers |
Red onion skin anthocyanins |
Microencapsulation |
Value-added coloration + antioxidant boost; quality maintained. |
[180] |
15 |
Cake |
Red onion peel extract |
Microencapsulation |
Improved antioxidant content; acceptable sponge cake quality. |
[181] |
16 |
Sponge cake |
Green tea extract |
Microencapsulation |
Delayed quality decay; antioxidant protection during storage. |
[182] |
17 |
Instant fried noodles |
Black hollyhock & borage extracts |
Microencapsulated plant extracts |
Improved oxidative stability of noodles; lower peroxide/anisidine under storage. |
[183] |
18 |
Fresh wheat noodles |
Chlorophyll (plant pigment) |
Microcapsules |
Better dough handling & cooking quality; color stability; antioxidant effect. |
[184] |
19 |
Pasta |
(Olive leaf flour; not encaps.) |
Microencapsulation |
Context on antioxidant retention in pasta; complements OLE encapsulation studies in baked goods. |
[185] |
20 |
Fresh pasta |
Olive pomace extract |
Microencapsulation |
Microencapsulation increased total phenolics vs free extract; acceptable color/texture. |
[186] |
21 |
Macaroni |
Fenugreek aerial parts extract |
Encapsulation (details in paper) |
Improved color/antioxidant; sensory acceptable; encapsulated > free for stability. |
[187] |
22 |
Rice cake (garaetteok) |
β-Carotene (plant carotenoid) |
Freeze-dried emulsion powder (MD/GA walls) |
High encapsulation efficiency; β-carotene survived processing; functional coloration/antioxidant. |
[188] |
23 |
(Model bakery use reported) |
Grape pomace phenolics |
MD+GA microencapsulation |
Strong antioxidant activity of microcaps; intended as bakery antioxidant ingredient. |
[189] |
24 |
Cookies |
Grape skin/seed polyphenols |
Encapsulated & powder (comparison) |
Antioxidant enrichment; acceptable up to certain levels; microcaps mitigated sensory impact. |
[190] |
25 |
Whole-wheat cocoa biscuits |
Grape skin extract |
MD microencapsulation |
↑ Total phenolics & antioxidant capacity; acceptable sensory at 1.2–2.3% loading. |
[178] |
26 |
Cookies (printed) |
Polyphenol-rich plant extract |
Encapsulated + process design |
Up to 115% higher bioactivity vs free extract; tunable moisture & phenolics by printing/baking profile. |
[191] |
27 |
Chocolate bar |
Cocoa shell phenolics |
Microencapsulation (protein/polysaccharide) |
Increased phenolics; acceptable sensory/color; functional antioxidant claim support. |
[192] |
28 |
Bakery applications |
Olive leaf bioactives |
Encapsulation strategies |
Practical requirements to maintain sensory while extending oxidative stability. |
[193] |
29 |
Bread |
Green tea polyphenols |
Spray-dried |
Summarizes multiple bread trials: antioxidant retention with minimal texture penalties. |
[194] |
30 |
Bread |
Green tea/rosemary extracts (polyphenols) |
Microencapsulation |
Demonstrated antioxidant-enriched bread concept with processing considerations for sensory quality. |
[195] |
Processing constraints and industrial challenges
Despite clear functional gains, industrial deployment of encapsulated plant extracts faces constraints spanning processing stability, dough rheology, sensory trade-offs, and economics.
Stability during mixing and baking
Mechanical shear (mixing/kneading), fermentation/proofing, and baking (≥ 180 - 220 °C surface; 95 - 100 °C crumb) can fracture particle shells or plasticize matrices, accelerating release and thermal degradation of sensitive phenolics. Spray-dried maltodextrin/gum arabic systems typically retain 60% - 80% polyphenols after a standard bake; poorly glassy carriers or high moisture can cut retention below 50% [153]. In noodles/pasta, extrusion at 80 - 110 °C and high specific mechanical energy reduces anthocyanin content unless protected; encapsulation can limit losses to ≤ 25% - 35%, compared with > 50% without encapsulation [144]. Process tuning - lower die temperature, higher feed moisture, and shorter residence time - helps preserve payloads, while post-process coatings provide the highest survivability [151].
Interaction with dough rheology and texture
Encapsulation carriers act as hydrocolloids/solids that modulate gluten development and starch gelatinization. Polyphenol-rich systems may decrease gluten polymerization via thiol–quinone interactions, reducing specific volume and increasing crumb firmness; effects scale with dose and particle size. Curcumin/quercetin fortification at 2.5% - 5% shortened dough development time and stability on Mixolab while accelerating retrogradation, foreshadowing faster staling [147]. SPI substitution (2% - 8%) lowered loaf volume and consumer liking at 6% - 8%, indicating a narrow technological window [148]. Conversely, modest hydrocolloid carriers (e.g., CMC at 0.2% - 0.5%) improved water absorption and softened texture in noodles, offsetting oxidative and mechanical stress [151].
Sensory impact (flavor, aroma and color)
Bitterness/astringency of polyphenols and strong spice volatiles can limit acceptance. Encapsulation mitigates these effects by masking (matrix partitioning) and slowing release (Fickian diffusion through shells). In breads, cinnamon/clove encapsulates extended mold-free days without penalizing overall liking, while free extracts more often produced off-notes [24]. Still, color shifts are common: curcumin induces yellow crumb (Δb* > 5), and anthocyanins shift L* down and a* up, requiring alignment with product identity or using target markets that accept color cues [144,147]. Aroma retention can be too low (loss during baking) or too high (over-spiced); shell composition and glass transition temperature (Tg) should be tuned to release desired headspace concentrations across storage [153].
Cost, scalability and shelf-life consistency
Economics favor spray drying (high throughput, low unit cost) and fluid-bed coating for snacks/cereals; nanoencapsulation/electrospinning offer superior protection but higher CAPEX/OPEX and tighter GMP constraints. Typical encapsulation yields are 50% - 90%, with unit costs sensitive to carrier price (maltodextrin vs. proteins), energy, and cleaning time. To displace preservatives like calcium propionate, encapsulated systems must deliver ≥2 - 3 extra mold-free days at ambient aw, maintain sensory quality, and fit existing lines [145]. Batch-to-batch variability - temperature/humidity excursions, packaging O2, and aw - drives inconsistent performance; adopting MAP with O2 < 1% and aw control (0.92 - 0.94 in pan bread) improves reliability [153]. Regulatory alignment (GRAS status, natural/clean-label claims) and transparent sourcing further condition adoption. As shown in Figure 4, the schematic illustration highlights industrial implications of plant extract encapsulation in carbohydrate-based foods. The fugure was created by the authors, drawing upon the literature cited in the prior paragraph.
Figure 4 Industrial implications of plant extract encapsulation in carbohydrate-based foods.
Industrial success depends on matching encapsulation chemistry to process conditions and product identity: carriers with adequate Tg and moisture barrier for baking; particle sizes that minimize rheology penalties; and release kinetics that harmonize flavor while achieving microbial/oxidative targets. Cost-effective, scalable operations (spray drying/coating) coupled with package/aw control and validated shelf-life models will enable encapsulated plant extracts to function as credible, clean-label alternatives to synthetic preservatives in carbohydrate-rich foods [145].
Regulatory landscape
Global regulatory framework
The regulation of encapsulated plant extracts sits at the intersection of food additive, flavoring, novel
food, and packaging rules. In the United States, safety assessment follows either a food-additive petition or a Generally Recognized as Safe (GRAS) route under 21 CFR Part 170 by U.S. FDA 2024, with the key standard being “reasonable certainty of no harm” supported by publicly available data or expert consensus; encapsulating matrices (e.g., maltodextrin, gum arabic) must themselves be permitted food ingredients, while any nanostructured systems trigger careful scrutiny of identity, migration, and exposure [196].
In the European Union, encapsulated botanical substances may fall under the Food Additives Regulation, the Flavoring Regulation, or - when composition/structure or bioavailability is significantly altered - the Novel Foods Regulation (EU) 2015/2283, which requires pre-market authorization and EFSA risk assessment; use in food supplements invokes the Food Supplements Directive and applicable botanical lists [197].
Codex Alimentarius provides harmonized principles and specifications via the General Standard for Food Additives (GSFA) and the work of JECFA on ingredient specifications and exposure assessment, which many national authorities reference [198].
In Indonesia, the National Agency of Drug and Food Control (BPOM) regulates food additives, processing aids, and claims; encapsulation materials and botanical actives must align with the positive lists and labeling requirements, with additional oversight when nanotechnology is involved explained by Badan Pengawas Obat dan Makanan [199]. Across jurisdictions, active-packaging or controlled-release uses may be regulated as “food contact materials,” requiring migration testing and separate clearances [196,197].
Approval pathways for encapsulated plant extracts
Approval pathways depend on (i) the regulatory status of the core (e.g., polyphenols, etc.), (ii) the wall material and processing aids, and (iii) whether encapsulation changes bioavailability or intended technological function. If both core and wall are already permitted and the technological purpose (e.g., antioxidant, antimicrobial) fits within existing additive categories at established maximum use levels, manufacturers can proceed with compliance documentation and specifications (U.S. FDS, 2024; Codex Alimentarius Commission, 2023). Where encapsulation introduces nano-dimensions or novel carriers (e.g., hybrid biopolymers), authorities may require full dossiers covering identity/characterization, manufacturing, specifications, stability, exposure estimates, toxicology including genotoxicity, and where relevant, gastrointestinal fate and migration from matrices or packaging [197,200]. Health or function claims (e.g., “preserves freshness,” “supports immunity”) add a separate substantiation track under claims regulations [197,199].
Labeling and consumer acceptance issues
Labeling must accurately declare ingredient classes and any allergens arising from wall materials (e.g., whey proteins), and comply with additive naming conventions; nano-specific disclosure may be mandatory where in force [197]. Clean-label expectations heighten sensitivity to carrier names (e.g., maltodextrin vs. “modified starch”) and to the perception that encapsulation is “processing,” underscoring the need for transparent communication of safety, purpose, and benefits [201]. For antimicrobial uses, positioning should emphasize food safety and shelf-life integrity while avoiding implied drug-like effects. Finally, traceable specifications (particle size distribution, loading, release profile) and adherence to positive lists support market acceptance and regulatory inspections [196,198]. Table 10 provides an overview of regulatory frameworks for encapsulated plant extracts, highlighting authorities, status, approvals, and key challenges.
Table 10 Overview of regulatory frameworks for encapsulated plant extracts.
Region |
Authority |
Current Status |
Approval Examples |
Gaps/Challenges |
Global |
Codex Alimentarius Commission [198]
|
GSFA establishes harmonized additive provisions and specifications that many countries reference; used to benchmark carriers (e.g., maltodextrin, gum arabic) and functional classes (antioxidant, preservative). |
Use of plant‐derived ingredients and carriers within GSFA food categories at set MLs (where listed). |
Non-binding: Must be transposed nationally; limited granularity on encapsulation/nano-specific release parameters. |
United States |
U.S. FDA [196] |
Ingredients proceed via Food Additive Petition or GRAS (21 CFR Part 170); nano/encapsulation considered in identity, exposure, and safety narrative. Food-contact/active-packaging aspects handled via Food Contact Substance (FCS) notifications. |
GRAS notices for botanical constituents and permitted carriers; FCS inventory for packaging systems enabling controlled release. |
Public transparency varies for self-affirmed GRAS; migration/release and nanocharacterization data often scrutinized in dossiers. |
European Union |
European Commission/ EFSA [197,201] |
If encapsulation significantly alters composition/bioavailability or there’s no EU history of safe use, authorization as Novel Food (Reg. (EU) 2015/2283) after EFSA risk assessment; additive uses fall under additives/flavourings legislation; active/intelligent food-contact materials require EFSA assessment. |
Union tools include the Novel Food status catalogue; FCM/active packaging application routes published by EFSA. |
Data needs: Nano-scale characterization, GI fate, migration, exposure; labeling for engineered nanomaterials where applicable. |
Indonesia |
Badan Pengawas Obat dan Makanan (BPOM) [199] |
Encapsulated actives and wall materials must be permitted ingredients/additives and labeled per BPOM rules; nutrient/claim language and composition must follow national guidance. |
Compliance with Pedoman Label Pangan Olahan and related additive/label provisions for formulated foods. |
Evolving treatment of nano-enabled ingredients; clarity on disclosure and category-specific positive lists may be needed for novel encapsulates. |
Australia & New Zealand |
Food Standards Australia New Zealand (FSANZ) [202] |
Non-traditional ingredients require pre-market assessment as Novel Food under Standards 1.1.1 & 1.5.1; additives follow separate schedules. |
Approvals listed in the Code; encapsulated botanicals assessed when novelty or altered bioavailability is claimed. |
Demonstrating history of use vs. novelty, and translating lab-scale encapsulation to exposure models for Code compliance. |
Canada |
Health Canada [203] |
Use of additives via the Lists of Permitted Food Additives (incorporated by reference); Novel Foods guidance requires notification and safety assessment when composition/bioavailability is novel. |
Posted summaries of completed novel-food safety assessments (Food Directorate). |
Interface of encapsulation with “novelty” interpretation and exposure - case-by-case evidence often required. |
China |
National Health Commission (NHC) of the People’s Republic of China [204] |
“3 New Foods” regime: New food raw materials, new additives, and new food-related products (e.g., FCM) require NHC approval; official notices and catalogues published regularly. |
Periodic announcements approving new raw materials/additives/FCMs (e.g., 2024 No. 2). |
Navigating split frameworks (novel raw materials vs. health-food catalogues) and keeping pace with rolling approvals and GB standards. |
Japan |
Ministry of Health, Labour and Welfare (MHLW) of Japan [205] |
Additives are limited to designated/existing lists; preparations/premixes governed by maximum use limits; encapsulated use must rely on permitted substances and functions. |
Designated additives list and standards for use; existing natural flavourings out of scope. |
Case-by-case confirmation for novel carriers or functions (e.g., antimicrobial release) beyond listed uses. |
Brazil |
Agência Nacional de Vigilância Sanitária (ANVISA) of Brazil [206] |
Updated framework: RDC 839/2023 for novel foods/ingredients (in force Mar 16, 2024) and consolidated additive lists via RDC 778/2023 + IN 211/2023; labeling and safety proof required. |
Additive/processing-aid conditions of use consolidated; novel-food petitions per RDC 839/2023. |
Transition to modernized procedures and public summaries; alignment of encapsulation/active-packaging claims with additive and FCM rules. |
Future perspectives
Advanced encapsulation approaches (nanocarriers, hybrid biopolymers and active-packaging integration)
Emerging systems aim to couple high payloads with programmed release, gastrointestinal targeting, and process robustness. Promising directions include zein-based nanocarriers for essential oils and phenolics, which enhance thermal stability and sustained activity in baked matrices; multilayered polyelectrolyte capsules (e.g., chitosan-alginate) that improve light/heat resilience of volatile antimicrobials; and hybrid polysaccharide-protein shells that balance barrier properties with clean-label appeal [207-209]. Active-packaging integrations - such as films embedding micro/nanoencapsulated botanicals or Pickering-emulsion reservoirs - enable controlled headspace release that suppresses mold while minimizing sensory impact [210]. At the nanoscale, responsive carriers tuned by pH, ionic strength, or enzymatic triggers can align release with food microenvironments or digestion phases [211].
Sustainability and circular bioeconomy considerations
Sustainable design prioritizes renewable wall materials (e.g., starches, pectins, chitosan from seafood by-streams), solvent-free or low-energy processes (e.g., spray-drying optimization, electro-hydrodynamic techniques), and end-of-life safety (biodegradability, minimal microplastic risk). Valorization of agricultural side streams to source both actives (polyphenols, terpenes) and carriers (hemicelluloses) aligns with circular-bioeconomy objectives and reduces scope-3 emissions. Life-cycle assessment should accompany technology selection to quantify trade-offs between shelf-life extension (reduced food waste) and processing footprints. Clean-label trajectories further motivate carrier choices with simple names and low allergenicity while meeting functionality targets [212,213].
Research gaps and roadmap for industrial adoption
Despite encouraging results, reproducibility and scalability remain chokepoints. Priority research needs include: (i) Structure-function quantification linking carrier composition, interfacial architecture, and release kinetics to in-matrix efficacy and sensory outcomes; (ii) Process intensification to translate nanoemulsification, electrospraying, and layer-by-layer assembly into continuous, high-throughput lines with robust in-line quality controls for particle size distribution, loading, and residual solvents [213,214]; (iii) Stability models that couple moisture migration, temperature abuse, enzymatic activity, and matrix interactions to predict performance over distribution chains [215,209]; (iv) Human-relevant evidence - standardized digestion models and well-powered trials - to bridge in vitro/animal data with exposure-aligned endpoints, including bioavailability, microbiome interactions, and consumer acceptance; (v) Regulatory science for nano-enabled systems (tiered testing, migration/bioaccessibility methods, and harmonized labeling), developed with authorities to de-risk dossiers [200]. A practical roadmap for industry begins with design-to-spec: Define target microorganism/oxidation challenge, shelf-life goal, and sensory limits, then select carriers using decision matrices that include regulatory status, cost, viscosity/solids constraints, and allergen/ethical filters [216,217].
Next, deploy DoE-guided optimization (loading, wall ratios, process temperatures) and accelerated stress testing to map release and potency loss. Finally, integrate AI/ML models trained on formulation-process-performance datasets to recommend parameter windows and flag failure modes, shortening development cycles [211]. Coupled with transparent safety dossiers and communication strategies, these steps can move encapsulated plant antimicrobials from promising prototypes to reliable, scalable, and consumer-trusted solutions.
Conclusions
Encapsulated plant extracts represent credible and effective alternatives to synthetic preservatives in carbohydrate-based foods because they combine direct antimicrobial mechanisms, including microbial membrane disruption and reactive oxygen species generation, with the protective role of encapsulation that stabilizes labile phytochemicals during baking, extrusion, and storage. Unlike free extracts that often lose 30% - 50% of their activity under thermal or oxidative stress, encapsulated systems consistently preserve 60% - 90% of phenolics and maintain antioxidant capacity for extended periods. This distinction highlights their importance as clean-label solutions capable of maintaining microbial safety and oxidative stability without compromising consumer expectations.
Encapsulation technologies provide a viable strategy to replace conventional chemical preservatives by achieving high efficiencies between 70% and 95% and improving the stability, solubility, and bioavailability of plant-derived bioactives. Spray drying has been shown to offer scalability and cost-effectiveness, freeze drying ensures superior retention of thermo-sensitive compounds, and electrohydrodynamic methods deliver nano-scale carriers with controlled release. The unique contribution of this synthesis lies in demonstrating how wall materials such as maltodextrin, gum arabic, proteins, and chitosan interact with different techniques to optimize performance, thereby offering a framework for designing preservation systems tailored to carbohydrate-based foods.
Practical applications confirm that encapsulated extracts can match or even surpass the performance of synthetic preservatives such as calcium propionate or BHT by extending mold-free shelf life by 2 to 3 days, reducing lipid oxidation by 20% - 40%, and maintaining antioxidant capacity 15% - 40% better than free forms after processing. Although challenges remain with processing stability, sensory acceptance, and economic feasibility, the integration of scalable encapsulation technologies with packaging innovations and compliance with regulatory frameworks demonstrates a clear pathway toward industrial adoption. Collectively, the evidence establishes encapsulated plant extracts as scientifically validated, sustainable, and consumer-preferred alternatives to synthetic preservatives in carbohydrate-rich foods.
Acknowledgements
The authors would like to express their sincere gratitude to the National Research and Innovation Agency (BRIN) and the Indonesia Endowment Fund for Education (LPDP) of Indonesia for providing financial support and research facilities through the Decree of the Deputy for Research and Innovation Facilitation of the National Research and Innovation Agency Number 61/II.7/HK/2024 concerning Recipients of the Research and Innovation for Advanced Indonesia (RIIM) Program - Competitive Wave 7. This support has greatly contributed to the successful implementation of this research topic. The authors would also like to thank the Research Organization for Agriculture and Food (ORPP BRIN) for their material and immaterial support, as well as our partners from Institut Teknologi Sumatera (ITERA) and Universitas Gadjah Mada (UGM), Indonesia for their valuable collaboration.
Declaration of generative AI in scientific writing
This manuscript has not employed any generative AI tools in the preparation of its scientific content. The authors confirm that all analyses, interpretations, and conclusions were performed independently by the authors. Generative AI tools were not used beyond the scope permitted by the journal (i.e., limited to potential minor language or readability improvements under full human oversight). The authors remain fully responsible for the integrity, accuracy, and originality of the work.
CRediT author statement
All authors contributed equally to this review article. B.P.P. conceptualized the review scope and structure, conducted literature screening, led the manuscript writing, and served as the principal investigator responsible for securing and managing the funding. B.W.H. contributed to refining the review methodology and selection criteria, while M.A.R. supported in compiling and synthesizing literature sources. S.Y. provided critical input for thematic analysis and manuscript refinement, and A.R.K. contributed to literature mapping and database organization. B.W.K.W. and A.T.K. were responsible for editing the draft, creating illustrations, and formatting the visual design of the article. B.T. contributed to academic supervision and provided insights during manuscript preparation. L.L. contributed to funding management, and supervision of the manuscript writing. U.F.H. and Y.L.D. assisted in reviewing and organizing the extracted data, while R.G.S. contributed to compiling tables and cross-checking references. N.H. supported coordination and administrative tasks, and I.A. critically reviewed the final manuscript and provided substantial revisions. All authors reviewed and approved the final version of the manuscript.
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